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ACCT 431 CHAPTER 2 1) The form that must be completed and filed with the Securities and Exchange Commission whenever a company experiences a significant event that is of interest to public investors is the: 2) The form that must be filed with the Securities and Exchange Commission whenever a company plans to issue new securities to the public is the: 3) The AICPA has authority to establish standards and rules in all but which of the following areas? 4) Discuss the purpose of the Securities and Exchange Commission and its influence on setting generally accepted accounting principles. 5) The difference between the Securities Act of 1933 and the Securities Act of 1934 is that only the 1934 act requires audited financial statements. 6) Form 10-K must be filed with the SEC whenever a public company experiences a significant event. 7) The overall purpose of the Securities and Exchange Commission is to assist in providing investors with reliable information upon which to make investment decisions.
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ACCT431/ACCT 431 CHAPTER EXERCISE 2-3
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